We provide lender-ready capital raise packaging and debt or equity placement support for business owners and buyers looking to secure serious term sheets and close funding on a defined timeline.
For business owners and acquirers pursuing private debt or equity, submit your deal for review. We revert within one working day with next steps and either a quote for our services.
For pre-submission discussions, we offer paid consultations. To initiate underwriting and lender outreach, submit the deal.
“Small cap trading programs” are typically marketed as exclusive, private “bank instrument” or “platform trading” opportunities that accept smaller tickets than the classic Private Placement Program pitch. In substance, they are usually the same product category with a different label: a purported private program, operated in secrecy, promising outlier returns, and requesting fees or deposits before any verifiable, regulated execution exists.
High returns can exist in high-risk strategies, but credible operators do not guarantee them upfront to external investors, week after week, as a contractual certainty. Where legitimate investment strategies are offered to investors, they come with formal disclosures, conflict statements, risk factors, and regulatory posture that can be independently verified. Promises of extraordinary returns with limited or no risk are widely identified by regulators as hallmarks of investment fraud.
| Claim You Are Being Sold | What A Serious Review Typically Finds |
|---|---|
| Guaranteed returns | Marketing language that conflicts with basic risk principles and regulatory standards for disclosures and suitability. |
| “Secrecy” and “NDA only” verification | Attempts to prevent independent checks, regulator database validation, and third-party legal review. |
| Fees before verification | Advance-fee patterns: staged payments, “compliance fees,” “platform fees,” or “bank coordinates release fees.” |
| Top-tier bank name dropping | Unverifiable claims, or misuse of reputable institutions’ names without any documented, bank-confirmed relationship. |
Legitimate capital raises and managed strategies do not rely on secrecy to avoid scrutiny. They rely on documented governance and verifiable regulatory posture. In the United States, that generally means either registered offerings, or private offerings with formal documentation and required filings and disclosures, along with appropriate licensing and service providers.
Financely prepares a Due Diligence Report focused on claims assessment for alleged “small cap trading programs” and related PPP-style offers. The goal is to identify whether the proposal can be defended under basic legal, regulatory, and commercial standards before you send money, share sensitive documents, or sign a contract that locks you into fees.
If the pitch resembles “prime bank,” “platform trading,” “PPP,” or “HYIP” language, review the following regulator and central bank references before you send money:
Usually, the differences are marketing only. “Small cap” is often used to lower the minimum ticket size and widen the target audience. The underlying narrative typically remains the same: secrecy, exceptional returns, and fees paid before independent verification.
Profit guarantees are commonly used as a persuasion device. They create false certainty and attempt to disarm scrutiny. A guarantee clause does not make an uneconomic offer credible, and it does not fix licensing, disclosure, custody, or enforcement issues.
If two or more of the items below apply, treat the offer as high probability fraud until proven otherwise through independent verification:
The full proposed contract set, all annexes, any marketing decks, bank and custody claims, the identity of the individuals and entities involved, and a record of requested payments and timing. The fastest reviews happen when the full document set is provided upfront.
No. We provide a structured assessment and third-party legal opinion to identify inconsistencies, unverifiable claims, and unacceptable risk patterns. The decision to proceed or stop remains with the client.
If you have been presented with a “small cap trading program” or PPP-style offer, submit the document set for review. We will prepare a Due Diligence Report, coordinate a third-party legal opinion, and help you avoid preventable fees and avoidable losses.
Start Due Diligence IntakeDisclaimer: This page is for general information only. It does not constitute legal, tax, regulatory, investment, or credit advice. Financely is not a law firm, broker-dealer, or investment adviser. Any legal opinion is provided by an independent law firm engaged for that purpose. Financely does not verify facts beyond what can be independently validated from provided documents and available sources, and does not guarantee outcomes.
Financely advises growth-focused businesses on accessing capital by introducing their opportunities to professional investors. Financely is not a securities broker or dealer. Where appropriate, engagements are coordinated with regulated broker-dealers, investment banks, legal counsel, and other specialists.
Financely does not solicit, offer, or accept orders to buy or sell securities and makes no assurance regarding capital-raising outcomes.
Services are strictly business-to-business. Financely does not provide personal finance, consumer credit, or retail advisory services.
Advisory services are reserved for post-revenue companies that recognize the time and resources required for professional underwriting.
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Email supportdesk@financely-group.com for general enquiries, press & partnership requests.
All mandates start with an RFQ. We review submissions, issue a brief Go/No-Go memo, and where bankable, release a Term Sheet that leads to funding. We arrange capital across Senior Secured, Unitranche, Second Lien/Mezzanine, Preferred Equity, and Gap Solutions. We do not process deals by email or chat.
Letters of Credit, Standby LCs, Confirmations, Receivables Finance, and Inventory Lines with control.
Funding arranged for trade flows with instruments sized to your cycle and aligned to delivery and settlement.
Move forward to secure working capital and keep goods moving. Submit the RFQ to start underwriting for funding.
Limited or non-recourse structures for energy and infrastructure with lender-ready materials.
Funding solutions aligned to project cash flows with credible covenants and conditions to reach notice to proceed.
Advance the file to termable status. Submit the RFQ so we can underwrite and secure funding.
Debt and Preferred solutions anchored on cash flow, Quality of Earnings, and clear closing mechanics.
Funding across senior, unitranche, and preferred to match stable cash flows and acquisition timelines.
Get financed on workable terms for closing. Submit the RFQ to start underwriting.
Acquisition, development, bridge, and refinance with lender-ready packs and third-party reports managed.
Funding calibrated to DSCR, leverage, and tenancy with terms designed to close.
Move to a financeable package. Submit the RFQ to initiate underwriting for funding.
KYC and Source of Funds required. Engagements are best-efforts and subject to underwriting. Preference for operating companies with meaningful revenue. See our FAQ and Procedure.
Financely Inc. (“Financely”) provides corporate-finance advice and is wholly owned by Aurora Bay Trust, a trust formed under Bahamian law, together with its authorized affiliates. Depending on deal structure, jurisdiction, and local rules, engagements may be carried out through Financely Group LLC, a non-deposit-taking, non-banking financial company; Ashford Capital Advisory LLC; or another related entity.
Financely and its affiliates are not registered as securities broker-dealers and do not execute securities transactions or hold client funds or securities. When a mandate involves the purchase or sale of securities and a registered intermediary is required, any orders are introduced to and executed by one or more independent U.S. broker-dealers registered with the SEC and FINRA. Those broker-dealers are solely responsible for trade execution, custody, and related regulatory obligations. Nothing in this material constitutes an offer, solicitation, or recommendation to buy or sell any security or to engage in any specific transaction. Before engaging Financely Group LLC, Ashford Capital Advisory LLC, or any affiliate, you are responsible for confirming that such engagement complies with your own legal, regulatory, tax, and other requirements. In the United States, certain advisory activities may be conducted in reliance on exemptions available under the Investment Advisers Act of 1940, including the “foreign private adviser” exemption where applicable. Our services and regulatory status may vary by jurisdiction and by transaction type.
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