Securing an investment-grade rating or navigating complex regulatory approvals can feel like threading a needle in a hurricane. One missed assumption, and funding costs spike. One overlooked rule, and your deal stalls. Clients tell us they’ve spent weeks wrestling with rating-agency comments—only to see their transaction timeline slip away. We take on that burden, coordinating every query and preempting potential roadblocks, so your securitization, ABS or project-finance transaction proceeds without drama.
We initiate contact with S&P, Moody’s and Fitch at the earliest structuring phase. Draft assumptions and narrative materials arrive in their inbox before they ask, demonstrating preparedness and earning trust. In a recent $350 million CLO, our early-model submission resolves 75 percent of standard questions by day 3. That head start cut the agency review from four to two weeks—and translated into a 10 bps spread improvement.
Each agency has its own playbook: average-life tests, interest-rate shocks, recovery-rate benchmarks. We build a comparison matrix to track all methodologies side-by-side. When assumptions diverge—perhaps Moody’s requires a higher default assumption than S&P—we discuss trade-offs with your team, acknowledging that no single model captures every nuance of your pool. That transparency builds credibility and smooths out conflicting feedback.
Whether your deal must comply with SEC Form F-3, European Prospectus Regulation or local ECA documentation, we prepare each dossier with precision. Regulatory calendars are tight: a missed filing window can push an issuance into the next quarter, undermining pricing. One energy-infrastructure client recently faced a two-week delay on an EBA template error. Our proactive pre-filing review flagged the issue in advance—saving that deal from stumbling at the last hurdle.
Some jurisdictions demand bespoke disclosures. In Asia, regulators may request additional environmental-impact data for a renewable-energy securitization. Our network of local counsel ensures those requirements are integrated into the offering memorandum and investor presentation, reducing back-and-forth and providing confidence to global investors.
After initial submissions, questions cascade in from multiple reviewers. Instead of managing email threads, we host a dedicated portal that tracks each question’s status, responsible party and deadline. This single source of truth prevents duplicate answers and ensures your team responds at pace. Clients report that this approach cuts their internal time spent on agency Q&A by over 50 percent.
Amendments are inevitable. Whether an unexpected regulatory change or an agency-requested covenant tweak, our legal and structuring teams coordinate to draft, negotiate and finalize amendments in lockstep—often within 48 hours of identification.
| Stage | Activities | Duration |
|---|---|---|
| Initial Engagement | Submit model assumptions, narrative decks, key covenant language | Days 1–3 |
| Agency Review | Consolidate questions; host weekly calls; update assumptions | Weeks 1–2 |
| Pre-Filing Compliance | Prepare regulatory dossiers (prospectus, ECA docs, filings) | Weeks 2–3 |
| Final Sign-Off | Obtain rating letters; file final documents; issue securities | Week 4 |
Should you wish to discuss how our rating-agency and regulatory specialists can advance your next structured-finance transaction, please contact our advisory team.
Contact UsSubmit your deal using our secure intake form, and receive a quote within 1-3 business days. Existing clients can connect with their relationship manager through our secure web portal.
All submissions are
promptly reviewed, and all communications are conducted through the intake form or the client portal for a seamless and secure process.
Thank you for considering working with us. A nominal fee of US$500 is required upon completion of each form. This fee covers the time and effort we invest in reviewing your submission and crafting a thorough proposal. We receive numerous inquiries and prioritize those that carry this fee, ensuring serious applicants receive prompt attention.
Tap into solutions like letters of credit, bank guarantees, and payment facilitation. We address the challenge of global transaction risk through structured strategies that foster cross-border growth. Complete the form to unlock streamlined funding aligned with your commercial objectives.
Submit a RequestAccess non-recourse funding for infrastructure, renewable energy, or other capital-intensive ventures. We mitigate capital constraints by isolating project assets and focusing on risk management. Provide your details to receive a structure that drives growth and maximizes returns.
Submit a RequestSecure financing for business or real estate acquisitions. We ease transaction hurdles by reviewing cash flow, synergy opportunities, and exit plans. Complete the form for a customized proposal that supports your strategic investment objectives.
Submit a RequestFinancely assists banks facing Basel III pressures by distributing trade finance deals and providing collateral for letters of credit. We reduce capital burdens while preserving client relationships and fostering service expansion. Submit your request to optimize your trade finance offerings.
Submit a RequestOnce we receive your submission, our team will review your information to determine feasibility. If eligible, you will receive a proposal or term sheet within 1–3 business days. Visit our FAQ and Procedure pages for more information.
Disclaimer: Financely provides financing based on due diligence and feasibility. Approval is not guaranteed, and past performance does not predict future outcomes. All terms are subject to review. Financely primarily assists with structuring and distribution. Qualified parties carry out the project if the client approves the proposal.
Financely advises growth-focused businesses on accessing capital by introducing their opportunities to professional investors. Financely is not a securities broker or dealer. Where appropriate, engagements are coordinated with regulated broker-dealers, investment banks, legal counsel, and other specialists.
Financely does not solicit, offer, or accept orders to buy or sell securities and makes no assurance regarding capital-raising outcomes.
Services are strictly business-to-business. Financely does not provide personal finance, consumer credit, or retail advisory services.
Advisory services are reserved for post-revenue companies that recognize the time and resources required for professional underwriting.
All mandates start with an RFQ. We review submissions, issue a brief Go/No-Go memo, and where bankable, release a Term Sheet that leads to funding. We arrange capital across Senior Secured, Unitranche, Second Lien/Mezzanine, Preferred Equity, and Gap Solutions. We do not process deals by email or chat.
Letters of Credit, Standby LCs, Confirmations, Receivables Finance, and Inventory Lines with control.
Funding arranged for trade flows with instruments sized to your cycle and aligned to delivery and settlement.
Move forward to secure working capital and keep goods moving. Submit the RFQ to start underwriting for funding.
Limited or non-recourse structures for energy and infrastructure with lender-ready materials.
Funding solutions aligned to project cash flows with credible covenants and conditions to reach notice to proceed.
Advance the file to termable status. Submit the RFQ so we can underwrite and secure funding.
Debt and Preferred solutions anchored on cash flow, Quality of Earnings, and clear closing mechanics.
Funding across senior, unitranche, and preferred to match stable cash flows and acquisition timelines.
Get financed on workable terms for closing. Submit the RFQ to start underwriting.
Acquisition, development, bridge, and refinance with lender-ready packs and third-party reports managed.
Funding calibrated to DSCR, leverage, and tenancy with terms designed to close.
Move to a financeable package. Submit the RFQ to initiate underwriting for funding.
KYC and Source of Funds required. Engagements are best-efforts and subject to underwriting. Preference for operating companies with meaningful revenue. See our FAQ and Procedure.
Financely Inc. (“Financely”) provides corporate-finance advice and is wholly owned by Aurora Bay Trust, a trust formed under Bahamian law, together with its authorized affiliates. Depending on deal structure, jurisdiction, and local rules, engagements may be carried out through Financely Group LLC, a non-deposit-taking, non-banking financial company; Ashford Capital Advisory LLC; or another related entity.
Financely and its affiliates are not registered as securities broker-dealers and do not execute securities transactions or hold client funds or securities. When a mandate involves the purchase or sale of securities and a registered intermediary is required, any orders are introduced to and executed by one or more independent U.S. broker-dealers registered with the SEC and FINRA. Those broker-dealers are solely responsible for trade execution, custody, and related regulatory obligations. Nothing in this material constitutes an offer, solicitation, or recommendation to buy or sell any security or to engage in any specific transaction. Before engaging Financely Group LLC, Ashford Capital Advisory LLC, or any affiliate, you are responsible for confirming that such engagement complies with your own legal, regulatory, tax, and other requirements. In the United States, certain advisory activities may be conducted in reliance on exemptions available under the Investment Advisers Act of 1940, including the “foreign private adviser” exemption where applicable. Our services and regulatory status may vary by jurisdiction and by transaction type.
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